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Compliance Operations Executive - Insurance

The details


Job Title: Compliance Operations Executive (Insurance)
Salary: £45,000 - £55,000
Location: London/Hybrid 

As the Compliance Operations Executive, You will be responsible for the day-to-day management of the company’s counterparty on boarding and due diligence process. Including but not limited to:

  • Maintenance of trading partners in OpenTWINS.
  • Review of submissions made by the business for new trading partners
  • Completing fist line due diligence checks with referral to compliance as necessary.
  • Maintenance of the company’s trading partner process guidance documents
  • Liaising with the business and compliance as necessary


You will have at least 2/3 years governance or compliance experience in counterparty due diligence & have an operational understanding of the process and systems utilised to capture counterparty information (OpenTWINS broking system preferable)Once embedded there is potential for the role to expand into a broader governance role with involvement in the process and procedure around market Security which is aligned closely with counterpart due diligence. 

If you have the experience required & wish to fast track your application, please forward your CV to or contact Kane Pelgrom on 0203 5877 908.

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