We are working with a innovative MGA that are looking for a Compliance Analyst to provide assistance on a range of day-to-day compliance duties.
The ideal candidate will have approximately 1-3 years' experience in the London market and will have exposure to sanctions duties as part of their current role.
Key Responsibilities:
• Monitoring compliance with FCA, Lloyd’s and other applicable regulations
• Review and distribution of TOBAs
• Execution of the group Compliance Monitoring Plan
• Ensuring appropriate internal compliance systems and controls are in place for the scale and complexity of the business.
• Certifying compliance policies and procedures are in place to meet regulatory requirements.
• Preparing Compliance Reports.
• Ensuring all business and regulatory deadlines are met on time.
• Helping with sanctions queries.
About You:
• Knowledge of sanctions regimes and international licensing.
• Strong written and spoken communication skills to enable communication at all levels.
• Strong analytical, research and reporting skills.
• Ability to manage a varied workload and competing priorities.
• Knowledge of the regulatory landscape for London Market insurers and brokers – including FCA and Lloyd’s.
• A critical thinker with a strong attention to detail.
• Either working towards or have completed CII qualification.
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