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Compliance Manager

Applications for this role are now closed. View similar roles here.
The details


Compliance Manager - (Insurance)

Who we are
An international insurer and reinsurer operating within the Lloyd’s market. Headquartered in London.

Purpose of Role

The chosen candidate will have the opportunity to be involved in all areas of the Compliance Team’s work. Specific areas of focus include:

  • financial crime and sanctions
  • supporting the business to meet its regulatory obligations to the PRA, FCA and Lloyd’s and regulators of our overseas offices.
  • supporting the roll out of new regulatory initiatives
  • general compliance advisory. 


  • To work as part of the Compliance team on compliance advisory and assurance matters. Monitor sanctions developments and their application to the business and providing advice to the business on specific sanctions issues and referrals
  • To understand and articulate how to practically apply PRA, FCA and Lloyd’s regulations and support compliance with regulations applicable to our overseas offices
  • Maintain existing procedures and monitoring compliance with company procedures and regulatory standards
  • Working on regular reporting liaison such as:
  • Lloyd’s Principles and other Lloyd’s reporting
  • Complaints reporting and contextualisation
  • PRA / FCA Reviews
  • Lloyd’s thematic and other reviews
  • Board, Executive Committee and Risk and Compliance Committee reporting.
  • Retail Mediation Activities Return
  • To take a proactive approach to compliance risk management across our business and to identify, assess, monitor and report on the compliance risk exposures and relevant controls
  • Integrate into projects to provide value add advisory and compliance assurance services
  • Pro-actively identify any areas requiring closer monitoring and help to design improvements to processes where needed


Previous experience of operating in a Compliance team within Insurance is essential and experience in a Lloyd’s Managing Agent is preferred.

Applications Closed