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Compliance Manager - Lloyds market insurance

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The details


Compliance Manager - Lloyds Market Insurance

Role Purpose:

  • To provide focused and effective support to the business in respect of regulatory and governance issues
  • Implement and maintain internal procedures to manage regulatory matters across Compliance.
  • Take ownership for the adherence to the relevant Lloyd’s Principles


  • To monitor and maintain the organisations adherence to the Lloyd’s Principles
  • To deliver advice and guidance, projects or training as required to support the business.
  • To manage the regulatory framework including horizon scanning.
  • To own the different compliance due diligence processes for the organisation
  • To be responsible for the sanctions and financial crime framework
  • To maintain and execute the regulatory training strategy 
  • To own the organisation’s formal compliance monitoring programme.
  • To monitor the customer outcomes process.
  • Oversight of compliance registers and logs

Required Experience:

  • Experience within the Lloyd’s of London environment
  • Thorough understanding of PRA and FCA requirements required
  • Relevant experience in a Compliance focused role within the London Insurance Market
Applications Closed