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Compliance Officer

Applications for this role are now closed. View similar roles here.
The details


Arthur is delighted to be partnered with a Lloyd's syndicate looking to enhance their Compliance operations by adding a Compliance Officer to their team.

This is a unique opportunity that offers the successful candidate exposure to an increasing number of jurisdictions within regulation, by way of maintaining, developing and enhancing compliance-owned 'group' policies. 

Acting as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support for company-wide international platforms to ensure their complete compliance with internal policies and procedures and external legal and regulatory requirements. 

The Compliance Officer will be responsible for the following:

  • Ensuring effective compliance practices are operating and adhered to throughout the company.
  • Ensuring all staff comply with compliance policies and procedures through the provision of training and interaction with the business.
  • Carrying out compliance monitoring/review activities.
  • Sanctions screening and Know Your Customer (‘KYC’) due diligence checks.
  • Understanding and dealing with new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk.
  • Showing awareness and adherence to all GDPR obligations, ensuring that the business is compliant with all requirements.
  • Adding to the success of the Compliance team by engaging with and supporting other members of the team

About you:

  • Degree educated and/or other professions qualifications.  
  • Willing to study towards ACII or relevant professional qualifications (if not obtained).
  • You will have an understanding of of Lloyd’s market, minimum standards particularly those relating to Conduct risk and IDD requirements.
  • You will have familiarity with personal lines insurance, regulatory requirements pertaining to them and understanding of compliance frameworks both Lloyd’s and Company markets (UK and Europe)
  • Knowledge of and familiarity with prevention of money laundering and financing terrorism (AML/CFT).
  • Good understanding of Sanctions and its impact on insurance.
Applications Closed