Please enable JavaScript.  This webapp requires JavaScript to work at its best.

Compliance Officer

Applications for this role are now closed. View similar roles here.
The details


Your responsibilities in this role will be working within the compliance team to support the company's clients with their compliance and risk matters and supporting the business as a whole with compliance queries.

Key Accountabilities

  • Clearing financial crime and sanctions daily screening alerts and responding to underwriter queries.
  • Dealing with licensing queries and alerts from underwriters.
  • Planning and completing ad-hoc compliance projects.
  • Supporting the annual review of policies, procedures and guidance documents.
  • Responding to Broker TOBA requests, including completing KYC due diligence and answering queries.
  • Preparation of compliance monthly reports, committee packs and board papers
  • Reviewing regulatory and commercial developments and providing updates to the team.
  • Performance of second line Compliance Monitoring activities in line with the Compliance Monitoring Plan.
  • Responsibility for maintaining the regulatory reporting calendar and for completing regulatory submissions for Compliance.
  • Supporting the completion of the Annual Compliance Plan.

Skills & Experience

  • International sanctions and licensing experience and expertise (marine insurance experience will help)
  • Insurance or legal qualifications (e.g. ACII
  • Experience in a compliance function a London Market insurer or MGA compliance
  • Knowledge of International specialty insurance markets
Applications Closed