Your responsibilities in this role will be working within the compliance team to support the company's clients with their compliance and risk matters and supporting the business as a whole with compliance queries.
Key Accountabilities
Clearing financial crime and sanctions daily screening alerts and responding to underwriter queries.
Dealing with licensing queries and alerts from underwriters.
Planning and completing ad-hoc compliance projects.
Supporting the annual review of policies, procedures and guidance documents.
Responding to Broker TOBA requests, including completing KYC due diligence and answering queries.
Preparation of compliance monthly reports, committee packs and board papers
Reviewing regulatory and commercial developments and providing updates to the team.
Performance of second line Compliance Monitoring activities in line with the Compliance Monitoring Plan.
Responsibility for maintaining the regulatory reporting calendar and for completing regulatory submissions for Compliance.
Supporting the completion of the Annual Compliance Plan.
Skills & Experience
International sanctions and licensing experience and expertise (marine insurance experience will help)
Insurance or legal qualifications (e.g. ACII
Experience in a compliance function a London Market insurer or MGA compliance
Knowledge of International specialty insurance markets
