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Group Compliance Officer (Insurance)

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The details


Group Compliance Monitoring Officer (Insurance)
£50,000 - £60,000
Hybrid/Flexible working 
London UK

The role
The role sits within the Risk & Assurance team and reports to the Head of Department.
Providing regulatory assurance is critical to this role and the company’s overarching governance. This role plays a key role in assessing the level of compliance and regulatory maturity of the businesses and potential regulatory and client outcome risks. This is accomplished by carrying out risk based monitoring and thematic reviews across the business, identifying and recommending a programme of proportionate risk mitigation across a broad range of business activities. The role requires the role holder to:

  • Be able to act as a ‘critical friend’ to the business, delivering constructive challenge and identifying solutions to address issues that are identified;
  • Have a strong understanding of the UK’s regulatory regime as it applies to general insurance activities;
  • Have excellent communication (verbal and written), stakeholder management, influencing, teamwork and analytical skills;
  • Have excellent planning and execution skills and be able to work objectively and independently, producing work within agreed timescales to a high standard; and,
  • Travel to a range of UK destinations to undertake fieldwork.

This role involves working with a wide range of senior stakeholders across the businesses and working with other areas such as the Group Conduct Officers/Compliance Business Partners. 
Ideal person profile
The ideal person for this role combines strong technical subject matter expertise, communication, analysis and stakeholder management skills and:

  1. Has previous experience of undertaking a similar compliance monitoring/assurance role ideally in other brokers or insurers, or other areas of financial services. Likely to have 2-3 years compliance monitoring experience;
  2. Is a confident, persuasive and articulate communicator and capable of robust dialogue;
  3. Proven track record in delivering practical and actionable recommendations that are understood, taken on board and delivered by the business;
  4. Strong technical, practical and working knowledge of FCA GI regulation, ideally with London Market and MGA experience, knowledge of other relevant regulation/legislation such as GDPR and IDD are required, and a basic understanding of risk management principles would be beneficial;
  5. Likely to be educated to degree level and ACII or compliance qualification would be an advantage; and,
  6. Enjoys working in a dynamic and changing environment across a wide range of subject matter and business operations and working autonomously and as a member of the team.

Client can be flexible on the location for this role for the right candidate.
You must have at least 2 years relevant experience within Insurance to be considered for this position.

If you wish to fast track your application, please forward you CV & Covering letter to 

Applications Closed