Interim Investment Compliance Monitoring Analyst

Good afternoon LinkedIn 

Arthur are delighted to have partnered with a leading insurer who are looking for a Compliance Monitoring Analyst to support their investment business on an interim basis (6 months). 

Please find a summary of the role below. 

The position will be a varied assurance role within the second line assurance team focusing on thematic compliance monitoring activity of the group’s investment function. It also encompasses validation of the groups rick control sign off process, and committee reporting. You will have experience of performing compliance monitoring in relation to investments (including but not limited to: parameter breach monitoring, Personal account dealing, and communications surveillance). You will also be able to perform thematic reviews from scoping through to completion with minimal supervision as well as having excellent analytic and communication skills.

Key requirements:

• Experience of working in an assurance related role, i.e. compliance, internal/external audit, risk management.
• Strong understanding of the financial services industry (ideally insurance) and its regulatory environment in one or more of the following jurisdictions: US, UK, Europe.

Sound like a great fit for you? Please contact me directly on conran.russell@arthur.co.uk | 0203 5877 909 | 07385 169611