Please enable JavaScript.  This webapp requires JavaScript to work at its best.

Senior Compliance Manager - Insurance

Applications for this role are now closed. View similar roles here.
The details


My client is a leading insurance broker and they are looking to bring in a Senior Compliance Manager to lead their Compliance function.

You will be responsible for the Compliance Function and leading on a wide variety of compliance projects, regulatory matters and strategic initiatives.

Key Responsibilities:


  • To provide a prompt, accurate and effective compliance service for the business and its subsidiary undertakings, and to promote and develop the compliance culture across the group.
  • Implement and continually develop the compliance policy framework, ensuring it remains appropriate based on business activities and regulatory risk profile.
  • Assist in the development and delivery of the compliance plan.
  • Scope, plan and undertake a schedule of compliance policy related projects, focusing on specific processes or key risk areas.
  • Keep abreast of regulatory and legislative changes, and develop and operationally implement any new procedures, systems and controls.
  • Liaise with the Asia Compliance Officer to ensure overseas rules and regulations are similarly reflected by the firm’s policies and procedures.
  • Attend business unit, committee and subsidiary board meetings, to represent Compliance and to understand and identify any new strategic, operational or commercial initiatives that will require compliance support or input.
  • Contribute and provide regulatory support in strategic or operational projects.


Person Specification:


  • Significant previous experience in a compliance role in the London Insurance Market, preferably broking (open to carrier experience)
  • Understanding of international regulatory requirements – desirable
  • Ability to demonstrate deep technical FCA regulatory knowledge and experience - essential
  • Hands on experience developing and embedding regulatory change - desirable
  • Business partnering experience / 1st line experience – desirable
  • Insurance broking experience – highly desirable
  • You will be solution focused, self-motivated, enthusiastic. A team player with the ability to work on own initiative.


In return, you will receive a competitive salary, package and great work life balance.

Please apply for further information and an informal discussion.

Applications Closed