Regulatory Compliance Manager

Arthur are working with a leading global insurer as they aim to add a Regulatory Compliance Manager to support the Senior Compliance Manager.
This role provides great international exposure across the business unit's global entities.

Key Responsibilities

• Leading and supporting regulatory interactions in the UK, in particular the PRA, FCA, and Lloyd’s, and ensure timely, accurate, and complete responses and returns.
• Leading and supporting the coordination of regulatory interactions across the region, adhering to protocols for regulatory engagement, escalation, and reporting. Ensure records of regulatory interactions are retained.
• Efficiently and effectively coordinating with key stakeholders within the EMEA business that have routine regulatory interactions and with contacts at key regulators.
• Be directly involved in managing regulatory requests and coordinating responses to key interactions, such as data calls, surveys, and onsite examinations.
• Ensure that regulatory meetings and other communications are monitored and that actions from these are captured and tracked, escalating any issues.
• Manage EMEA’s licences and passporting notices in order that it can trade in the UK, across the EEA, and overseas, as relevant.
• Support EMEA in its regulatory engagement through the provision of summaries of regulatory requests, briefings to individuals being interviewed, minute-taking services, tracking of action items, etc.
• Manage EMEA’s regulatory notifications to ensure reporting obligations are met.

Experience
You must have experience in the insurance or financial services industry or in another highly regulated industry. You should also have familiarity with the European regulatory environment, ideally insurance or financial services, and of managing regulators.
You should be a self-starter, adept at managing competing priorities with excellent time management and organisation skills. It is necessary that you possess good interpersonal skills and be experienced at communicating financial, risk, compliance, and regulatory issues to key stakeholders, both verbally and in writing.