Arthur are delighted to be working with a (Re) Insurance Broker that are looking for a Senior Compliance Manager with demonstrable experience and understanding of the London Insurance market.
Reporting into the COO, you will be responsible for:
Ensuring the business remains compliant with the appropriate regulators (Lloyd’s, FCA etc.) and addressing any potential breaches
Heading up the management and implementation of Compliance and Financial Crime Policies
Assessing and overseeing regulatory, compliance, and conduct risks
Overseeing compliance with SMCR
Implementing and improving policies to counter financial crime
Carrying out training and reporting on conduct rules
Keeping abreast of regulatory changes
Presiding over FCA’s Risk Assessment/Thematic visits
Dealing with KYC, TOBAs, Client Onboarding, and Sanctions screening
Designing and delivering the Compliance Plan
Developing and deliver training courses for Boards and Committees
Managing regulatory engagement and reporting
About You:
Impeccable understanding of the UK regulatory environment, including FCA
Experienced professional within the Compliance sphere with a comprehensive understanding of Insurance.
Knowledge of other jurisdictions would be advantageous
Significant experience in London Market insurance, preferably within Lloyd’s market
Demonstrable written and verbal communication skills
