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Compliance

Compliance Officer

London, Greater London, South East, England
£60000 - £80000 per annum
Permanent
Job Ref:BH-24070
The Role

An exciting opportunity has arisen for a Compliance Officer to join a growing insurance organisation, supporting the oversight of delegated underwriting arrangements and helping to maintain a robust compliance framework across regulated entities. Working closely with senior compliance stakeholders, you will play a key role in ensuring adherence to regulatory requirements, promoting a strong compliance culture, and supporting governance and risk management activities.

Office: Hybrid working arrangement.
Salary: Competitive salary and benefits package.

What you’ll do

  • Support the maintenance and enhancement of the compliance framework across regulated business entities.
  • Provide second-line oversight of delegated underwriting partners and third-party distribution arrangements.
  • Conduct onboarding reviews and due diligence assessments for delegated authority partners.
  • Review management information and monitoring outputs, identifying and escalating compliance concerns where appropriate.
  • Assess regulatory and conduct risks, helping to ensure effective controls and governance arrangements are in place.
  • Support the review and development of policies, procedures and conflict management frameworks.
  • Monitor regulatory developments and assist with embedding regulatory change across the business.
  • Prepare reports, analysis and management information for governance committees and senior stakeholders.
  • Promote compliance awareness and help foster a culture focused on good customer outcomes and regulatory excellence.
  • Maintain compliance records and support the delivery of monitoring and assurance activities.
Who we’re looking for

  • Degree educated or professionally qualified in a relevant discipline.
  • A minimum of 2-3 years' experience in a compliance role within the insurance sector.
  • Knowledge of UK and European regulatory requirements relevant to insurance and delegated authority business models.
  • Experience supporting delegated authority, MGA, broker, or distribution oversight activities.
  • Strong understanding of conduct risk, consumer outcomes, product governance and regulatory compliance principles.
  • Ability to interpret regulatory requirements and apply them pragmatically within a commercial environment.
  • Experience producing reports, governance papers and management information for senior stakeholders.
  • Strong analytical, organisational and problem-solving skills.
  • Excellent communication and stakeholder management abilities, with confidence engaging across all levels of the business.
  • Self-motivated, proactive and committed to maintaining high professional and ethical standards.
Apply now
Consultant
Fred Vary
Compliance

Fred
Vary

Delivery Consultant

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