An exciting opportunity has arisen for an experienced Compliance Manager to join a growing insurance services organisation. This role will play a key part in overseeing regulatory compliance across regulated entities and Appointed Representatives, ensuring robust governance, effective regulatory oversight, and the continued embedding of consumer-focused regulatory requirements. Working closely with senior leadership, you will lead compliance monitoring activities, provide strategic regulatory guidance, and support the development of a strong compliance culture across the business and its network of partners.
Office: Hybrid working arrangement. Salary: Competitive salary and benefits package.
What you’ll do
Oversee and enhance compliance frameworks, systems and controls to ensure adherence to applicable regulatory requirements.
Provide oversight of regulatory obligations relating to general insurance and consumer credit activities, including Consumer Duty requirements.
Manage and oversee the Compliance Monitoring Programme, ensuring monitoring activities are completed effectively and aligned to business objectives.
Review compliance monitoring outcomes and produce meaningful management information and reporting for boards, committees and senior stakeholders.
Provide ongoing oversight and monitoring of Appointed Representatives, delegated authority businesses, brokers and distribution partners.
Support regulatory engagement activities and manage responses to regulatory reviews, requests and communications.
Prepare and review governance reports, board papers and compliance updates for senior management and risk committees.
Review external audit findings and monitoring reports, ensuring appropriate remedial actions are identified and implemented.
Act as a deputy to senior compliance leadership when required, providing subject matter expertise and representation at key meetings.
Lead, mentor and support members of the compliance team, encouraging professional development and technical excellence.
Build strong relationships with internal stakeholders, senior management teams, business leaders and external industry bodies.
Promote and strengthen a positive compliance culture focused on regulatory excellence, customer outcomes and continuous improvement.
Who we’re looking for
Approximately five years or more of compliance experience within the general insurance or financial services sector.
Previous people management or leadership experience within a compliance or regulatory environment.
Strong understanding of FCA regulations and conduct requirements, including areas such as governance, product oversight and distribution.
Good knowledge of Consumer Duty requirements and their practical application within regulated firms.
Experience overseeing compliance monitoring programmes, regulatory reporting and governance activities.
Strong understanding of Appointed Representative oversight, delegated authority arrangements and distribution models.
Knowledge of wider regulatory developments impacting insurance and financial services, including data protection and distribution regulations.
Excellent stakeholder management, relationship-building and influencing skills.
Strong communication skills, including report writing, presentations and engagement with senior stakeholders.
Excellent organisational skills with the ability to manage multiple priorities and deliver results in a fast-paced environment.
Demonstrated ability to lead by example, mentor colleagues and contribute to the ongoing development of a high-performing compliance function.
Coverholder Oversight Assistant A great opportunity to join a growing London Market insurance business within its Coverholder Oversight team. This role will give you broad exposure across delegated authority while supporting the management of Coverholder relationships, due diligence and ongoing compliance. You will work closely with the wider business while building strong knowledge across the full Coverholder lifecycle. It is a good move for someone with early Delegated Authority experience who wants to broaden their technical knowledge and develop within a supportive team. Key responsibilities: Supporting the oversight of existing Coverholders and ensuring ongoing compliance with insurer requirements. Assisting with due diligence for prospective new Coverholders. Reviewing due diligence information and identifying any gaps before approval. Supporting Coverholder applications and changes through Lloyd’s Atlas. Completing checks ahead of delegated authority renewals. Monitoring annual compliance requirements and Coverholder attestations. Supporting the scheduling and management of Coverholder and TPA audits. Helping track audit recommendations through to completion. Producing reports for internal committees and senior stakeholders. Working directly with Coverholders to obtain required compliance information. Supporting the onboarding of new brokers, insurers and other external partners. Maintaining accurate records across internal systems. Experience you’ll need: Experience within the Lloyd’s or London Market would be beneficial. Some exposure to Delegated Authority or Coverholder oversight. A good understanding of compliance and due diligence processes would be useful. Strong attention to detail. Confidence working with internal teams and external stakeholders. A proactive approach with a willingness to learn. This is a strong opportunity for someone looking to build a career within Delegated Authority. You will gain exposure across Coverholder oversight, audits, due diligence and regulatory processes while developing within a growing team.
A fantastic opportunity to join a growing London Market insurer in a key Delegated Authority Oversight role. This position will take ownership of governance and assurance across a broad delegated portfolio with real scope to influence how the function develops. A great step for a senior DA Analyst. You will act as a senior point of expertise for Delegated Authority while working closely with Underwriting, Compliance and external partners. The role offers strong visibility across the business with the opportunity to improve controls, challenge existing processes and help shape best practice as the portfolio continues to grow. Key responsibilities: Taking ownership of the governance and oversight of Delegated Authority arrangements. Managing the full lifecycle of delegated relationships from due diligence and onboarding through to ongoing oversight and renewal. Leading risk based reviews of Coverholders and TPAs. Reviewing underwriting, claims and reporting standards across delegated partners. Monitoring Bordereaux, MI and KPI information to identify emerging risks or areas for improvement. Managing remediation actions following oversight reviews. Producing regular reporting for senior management and governance forums. Supporting compliance monitoring and thematic reviews across delegated business. Identifying and escalating risks, breaches or control weaknesses. Keeping Delegated Authority processes and frameworks aligned with regulatory requirements. Providing guidance to internal teams on Delegated Authority controls and best practice. Building strong relationships with Underwriters, Brokers, capacity providers and external partners. Representing the business at relevant market forums where required. Experience you’ll need: Strong Delegated Authority experience within the London Market. Good understanding of Coverholder and TPA oversight. Experience across due diligence, governance and ongoing delegated oversight. Strong knowledge of regulatory requirements affecting Delegated Authority business. Confidence working with senior stakeholders and challenging where required. A proactive approach with the ability to identify improvements and strengthen existing processes. This is a great opportunity for an experienced Delegated Authority professional who wants broader ownership and more influence. You will join a developing function where your experience and ideas can have a genuine impact on how Delegated Authority oversight is managed.
An exciting opportunity to join a growing London Market business at an important stage in the development of its Bordereaux function. This role would suit an experienced Bordereaux professional who wants greater ownership and the opportunity to help shape how the team operates as the business continues to grow. You will join an expanding team with the chance to bring ideas to the table and improve existing processes. Alongside managing the day to day Bordereaux workload you will help guide more junior members of the team and work closely with senior stakeholders across the business. Key responsibilities: Taking ownership of Bordereaux processes across the function. Managing risk and premium Bordereaux while ensuring accurate and timely reporting. Supporting the management of binding authorities and delegated business. Working closely with Underwriters and Finance to resolve Bordereaux queries. Supporting reconciliation of Bordereaux and remittance information. Overseeing the onboarding of new binders onto internal systems. Reviewing existing processes and identifying opportunities to improve efficiency. Helping introduce stronger controls and more effective ways of working. Providing guidance and support to less experienced members of the team. Working with senior stakeholders on projects linked to the continued development of the function. Ensuring accurate records are maintained in line with regulatory requirements and internal procedures. Experience you’ll need: Strong experience working within Bordereaux in the London Market. A good understanding of delegated business and binding authorities. Experience managing risk and premium Bordereaux. Confidence working with Underwriters and other internal stakeholders. The ability to identify process improvements and bring new ideas into a growing function. Experience supporting or guiding junior colleagues would be beneficial. This is a great opportunity for someone who has built strong Bordereaux experience and now wants a role with more ownership and influence. You will be joining at a stage where there is genuine scope to help shape the function while continuing to develop your own career.
Coverholder Oversight Assistant A great opportunity to join a growing London Market insurance business within its Coverholder Oversight team. This role will give you broad exposure across delegated authority while supporting the management of Coverholder relationships, due diligence and ongoing compliance. You will work closely with the wider business while building strong knowledge across the full Coverholder lifecycle. It is a good move for someone with early Delegated Authority experience who wants to broaden their technical knowledge and develop within a supportive team. Key responsibilities: Supporting the oversight of existing Coverholders and ensuring ongoing compliance with insurer requirements. Assisting with due diligence for prospective new Coverholders. Reviewing due diligence information and identifying any gaps before approval. Supporting Coverholder applications and changes through Lloyd’s Atlas. Completing checks ahead of delegated authority renewals. Monitoring annual compliance requirements and Coverholder attestations. Supporting the scheduling and management of Coverholder and TPA audits. Helping track audit recommendations through to completion. Producing reports for internal committees and senior stakeholders. Working directly with Coverholders to obtain required compliance information. Supporting the onboarding of new brokers, insurers and other external partners. Maintaining accurate records across internal systems. Experience you’ll need: Experience within the Lloyd’s or London Market would be beneficial. Some exposure to Delegated Authority or Coverholder oversight. A good understanding of compliance and due diligence processes would be useful. Strong attention to detail. Confidence working with internal teams and external stakeholders. A proactive approach with a willingness to learn. This is a strong opportunity for someone looking to build a career within Delegated Authority. You will gain exposure across Coverholder oversight, audits, due diligence and regulatory processes while developing within a growing team.
A fantastic opportunity to join a growing London Market insurer in a key Delegated Authority Oversight role. This position will take ownership of governance and assurance across a broad delegated portfolio with real scope to influence how the function develops. A great step for a senior DA Analyst. You will act as a senior point of expertise for Delegated Authority while working closely with Underwriting, Compliance and external partners. The role offers strong visibility across the business with the opportunity to improve controls, challenge existing processes and help shape best practice as the portfolio continues to grow. Key responsibilities: Taking ownership of the governance and oversight of Delegated Authority arrangements. Managing the full lifecycle of delegated relationships from due diligence and onboarding through to ongoing oversight and renewal. Leading risk based reviews of Coverholders and TPAs. Reviewing underwriting, claims and reporting standards across delegated partners. Monitoring Bordereaux, MI and KPI information to identify emerging risks or areas for improvement. Managing remediation actions following oversight reviews. Producing regular reporting for senior management and governance forums. Supporting compliance monitoring and thematic reviews across delegated business. Identifying and escalating risks, breaches or control weaknesses. Keeping Delegated Authority processes and frameworks aligned with regulatory requirements. Providing guidance to internal teams on Delegated Authority controls and best practice. Building strong relationships with Underwriters, Brokers, capacity providers and external partners. Representing the business at relevant market forums where required. Experience you’ll need: Strong Delegated Authority experience within the London Market. Good understanding of Coverholder and TPA oversight. Experience across due diligence, governance and ongoing delegated oversight. Strong knowledge of regulatory requirements affecting Delegated Authority business. Confidence working with senior stakeholders and challenging where required. A proactive approach with the ability to identify improvements and strengthen existing processes. This is a great opportunity for an experienced Delegated Authority professional who wants broader ownership and more influence. You will join a developing function where your experience and ideas can have a genuine impact on how Delegated Authority oversight is managed.
An exciting opportunity to join a growing London Market business at an important stage in the development of its Bordereaux function. This role would suit an experienced Bordereaux professional who wants greater ownership and the opportunity to help shape how the team operates as the business continues to grow. You will join an expanding team with the chance to bring ideas to the table and improve existing processes. Alongside managing the day to day Bordereaux workload you will help guide more junior members of the team and work closely with senior stakeholders across the business. Key responsibilities: Taking ownership of Bordereaux processes across the function. Managing risk and premium Bordereaux while ensuring accurate and timely reporting. Supporting the management of binding authorities and delegated business. Working closely with Underwriters and Finance to resolve Bordereaux queries. Supporting reconciliation of Bordereaux and remittance information. Overseeing the onboarding of new binders onto internal systems. Reviewing existing processes and identifying opportunities to improve efficiency. Helping introduce stronger controls and more effective ways of working. Providing guidance and support to less experienced members of the team. Working with senior stakeholders on projects linked to the continued development of the function. Ensuring accurate records are maintained in line with regulatory requirements and internal procedures. Experience you’ll need: Strong experience working within Bordereaux in the London Market. A good understanding of delegated business and binding authorities. Experience managing risk and premium Bordereaux. Confidence working with Underwriters and other internal stakeholders. The ability to identify process improvements and bring new ideas into a growing function. Experience supporting or guiding junior colleagues would be beneficial. This is a great opportunity for someone who has built strong Bordereaux experience and now wants a role with more ownership and influence. You will be joining at a stage where there is genuine scope to help shape the function while continuing to develop your own career.