Compliance

Arthur are partnered with a Lloyd's specialty broker in their search for a Compliance Manager to sit across the wider group Compliance team. This role is a varied generalist position with an emphasis on providing the business with high-level compliance advice. Key Duties Provide day-to-day compliance advice to front-line broking teams and senior management. Interpret and communicate regulatory requirements relevant to insurance broking activities. Provide clear, pragmatic, and commercially aware compliance advice on products, client interactions, and business initiatives. Attend key business meetings to provide real-time compliance input and challenge where appropriate. Build strong, trusted relationships with senior stakeholders to influence decision-making. Support the implementation of new regulatory changes and industry standards. Act as a trusted advisor to business units, fostering a strong compliance culture. Deliver tailored compliance training aligned to business needs. Provide targeted guidance and coaching to staff on regulatory expectations. Reinforce key messages around conduct risk and customer-centric behaviours. About You Strong experience in a compliance advisory or business partnering role within insurance, ideally with a broker In-depth understanding of relevant regulatory frameworks (e.g., FCA rules, conduct risk principles). Proven ability to balance regulatory requirements with commercial objectives. Strong stakeholder management and influencing skills, including at senior levels. Ability to provide clear, practical advice.

Arthur are working with a reputable Lloyd's Managing Agent as they enhance their Conduct Risk function with the appointment of a Conduct Risk Analyst. Reporting into the Head of Compliance, you will be tasked with supporting the development, implementation, and ongoing enhancement of the conduct risk framework. The role focuses on identifying, assessing, monitoring, and reporting conduct risks to ensure fair customer outcomes, regulatory compliance, and alignment with Lloyd’s and FCA expectations. Key Duties Support the design, implementation, and maintenance of the conduct risk framework, policies, and procedures. Assist in embedding a strong conduct culture across wider business units. Ensure alignment with Lloyd’s Minimum Standards and applicable regulatory requirements. Develop and maintain conduct risk indicators (KRIs) and dashboards. Monitor emerging conduct risks and escalate issues where appropriate. Support product oversight and governance processes, ensuring products deliver fair value and meet target market needs. Review product lifecycle documentation and provide conduct risk input into product approvals and changes. Assist in assessing customer outcomes, including vulnerable customer considerations. Assisting the preparation of conduct risk reports for internal committees (e.g., Risk Committee, Conduct Committee). Support regulatory reporting and responses to FCA/Lloyd’s queries. Stay up to date with regulatory developments and industry best practices. About You Risk or Compliance background within insurance, ideally with 2 years' experience Understanding of conduct risk, FCA requirements (e.g., Consumer Duty), and Lloyd’s oversight expectations. Strong analytical skills with the ability to interpret data and identify trends. Excellent written and verbal communication skills. Attention to detail and ability to manage multiple priorities.

We are supporting a reputable Lloyd's specialty broker in their search for a Sanctions Lead/Sanctions Manager. Reporting into the Head of Financial Crime, the Sanctions Manager is responsible for ensuring the Group maintains robust, effective and compliant sanctions systems and controls to effectively mitigate the risk of breaching trade or financial sanctions. Acting as the Group’s sanctions subject matter expert, the role provides authoritative advice, training, guidance and interpretation of sanctions legislation – particularly in relation to complex and high-risk areas, such as Russia and marine-related sanctions. Key Duties Serve as the organisation’s primary point of contact for sanctions matters, delivering clear, timely, and practical guidance to the business. Maintain up-to-date knowledge of UK, EU, US, UN, and other relevant sanctions regimes, analysing changes and interpreting their impact on operations. Advise on the practical implications of sanctions updates, ensuring business teams understand obligations and associated risks. Act as the key escalation point for complex sanctions queries and screening issues. Draft, maintain, and review sanctions-related financial crime policies, procedures, and supporting documentation, ensuring alignment with regulatory and legislative developments. Supervise the review, investigation, and escalation of sanctions screening alerts, ensuring timely resolution and appropriate handling of high-risk matters. Ensure that sanctions screening systems and controls remain effective, risk-based, and aligned with regulatory expectations and industry best practices. Monitor business activities to identify and address incidents of non-compliance with financial crime policies relating to sanctions. Ensure the sanctions team follows clear, documented processes for review, investigation, escalation, and record-keeping. Provide training, coaching, and mentorship to sanctions team members, supporting technical development and career progression. Oversee the maintenance of sanctions-related logs, registers, and management information (MI), ensuring data is accurate, complete, and up-to-date. About You You will have worked in an insurance business (preferably P&I club or broker) as part of a financial crime team (Lloyd's will still be considered). Demonstrable experience in dealing with high-level sanctions advisory queries, particularly in marine war risks. A real self starter that can work autonomously. The ability to supervise and potentially undertake direct reports. An excellent verbal and written communicator that is comfortable liaising with senior stakeholders. If this sounds like it is of interest to you, please apply!