Arthur are partnered with a Lloyd's specialty broker in their search for a Compliance Manager to sit across the wider group Compliance team.
This role is a varied generalist position with an emphasis on providing the business with high-level compliance advice.
Key Duties
About You
This role is a varied generalist position with an emphasis on providing the business with high-level compliance advice.
Key Duties
- Provide day-to-day compliance advice to front-line broking teams and senior management.
- Interpret and communicate regulatory requirements relevant to insurance broking activities.
- Provide clear, pragmatic, and commercially aware compliance advice on products, client interactions, and business initiatives.
- Attend key business meetings to provide real-time compliance input and challenge where appropriate.
- Build strong, trusted relationships with senior stakeholders to influence decision-making.
- Support the implementation of new regulatory changes and industry standards.
- Act as a trusted advisor to business units, fostering a strong compliance culture.
- Deliver tailored compliance training aligned to business needs.
- Provide targeted guidance and coaching to staff on regulatory expectations.
- Reinforce key messages around conduct risk and customer-centric behaviours.
About You
- Strong experience in a compliance advisory or business partnering role within insurance, ideally with a broker
- In-depth understanding of relevant regulatory frameworks (e.g., FCA rules, conduct risk principles).
- Proven ability to balance regulatory requirements with commercial objectives.
- Strong stakeholder management and influencing skills, including at senior levels.
- Ability to provide clear, practical advice.
Apply for this role
Apply for this role by sending us your CV today.
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